Breaking Down Beneficial Ownership: A Former Regulator’s Perspective

Breaking Down Beneficial Ownership: A Former Regulator’s Perspective

In this webinar former OCC Examiner, Jessica Caballero, will discuss what steps you should be taking to impress your examiners and what they will be looking for in your next exam. We will cover Beneficial Ownership requirements, policy considerations, training initiatives, formal action plans, and enhanced customer due diligence procedures.

 

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5 Tips for Superior Risk-Based AML Compliance

5 Tips for Superior Risk-Based AML Compliance

This webinar will define what a "risk-based approach to AML compliance" means for your institution. We will address the need for a strong customer risk assessment (Know Your Customer), monitoring of transactions, monitoring and reviews of business relationships on an ongoing basis and the need for awareness of higher risk factors with business customers.

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BSA Compliance During an Acquisition

BSA Compliance During an Acquisition

Remaining compliant with the ever-changing BSA/AML regulations, while meeting the goals and demands of your own institution, is a complex and challenging component of every BSA and Compliance Officer’s job. Join Banker's Toolbox for a free webinar that will help you understand the five most critical BSA issues during an acquisition and what you can do to prepare your institution. 

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The Latest Trends in Check Fraud

The Latest Trends in Check Fraud

While people are writing less checks, checks are continuing to be the most common way fraudsters are committing financial crimes. Join Banker’s Toolbox expert, Michelle Florez as she walks you though the most recent trends in check fraud and what you can do to help prevent your institution from falling victim to financial crimes.

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Best Practices for Writing SARs

Best Practices for Writing SARs

Filing SARs is a part of every BSA Officer's job. Whether you file 10 or 100 SARs a month, it is important to know who's reading your SARs and what type of action is taken upon them. Learn from an experienced staff attorney who your SAR readers are, as well as how those teams operate. We will cover what happens to your SAR after you file it. Then we'll provide real world examples of SARs that are helpful and SARs that are not. How do you craft your SARs to your audience? Join us as we discuss best practices to ensure someone is reading your SARs.

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State of Sanctions

State of Sanctions

The sanctions landscape is evolving and becoming more complex than ever before. Today, financial institutions are exposed to greater sanctions risks, operational and oversight challenges, and obligations to comply with sanctions administered by OFAC and other agencies. This session will address these issues and what you need to be aware of moving forward.

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Beneficial Ownership – One Year Out

Beneficial Ownership – One Year Out

Free Banker's Toolbox Webinar on the New CDD Rule   Often referred to as the Fifth Pillar of an AML program, the new Customer Due Diligence (CDD) rule is the most significant change to the BSA since the USA PATRIOT Act. Though the rule doesn't go into effect until May of 2018, now is the time to rethink your policies, procedures and training. You should also determine what steps your core, new account platform and AML software vendors are taking now to ensure you're compliant later. Join us on Thursday, May 11th – almost…...more →
Human Trafficking

Human Trafficking

Human trafficking – a form of modern slavery – is one of the fastest growing criminal activities in the world, exploiting over 45 million people and generating an estimated $150 billion in profits each year. Financial institutions have a critical role to play to identify and disrupt human trafficking. Join us as we discuss what financial institutions and BSA professionals can do to help identify, flag and prevent human trafficking.

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Cybersecurity Threats and Tips for 2017

Cybersecurity Threats and Tips for 2017

Join Ed Mattison, a former senior cybersecurity advisor to the Secretary of the Army, for this free webinar. Ed will leverage personal lessons learned from 25 years in the Army and the Pentagon to discuss how to apply DoD-level (Department of Defense) cybersecurity to the private sector.Ed will also cover the latest threats to target the U.S. and the financial industry, ways financial institutions can educate and protect their employees, and protection tips institutions can offer their customers/members.

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